Helping investors calmly achieve financial excellence.
Financial Emergence LLC is a Delaware limited liability company formed on May 4, 2022, is registered as a Commodity Trading Advisor and a member of the National Futures Association.
WHO WE ARE
Proprietary Systematic Risk Management
Financial Emergence LLC is a Commodity Trading Advisor (CTA) that develops technical and systematic managed futures trading programs modeled to identify short term shifts in trend and designed to produce consistent positive risk adjusted returns.
Our trading program monitors the risks of notional market exposure and leverage risk to the account and adapts the trading size according to a systematic risk and allocation model.
Technical and Systematic Trading Program
The Financial Emergence S&P Futures Program is a technical and systematic S&P futures trading program modeled to identify short term (hourly and daily) shifts in trend, designed to produce consistent positive risk adjusted returns by taking long or short positions in E-Mini and Micro E-Mini ES Futures contracts.
- Financial Emergence does not charge a management fee. However, a quarterly incentive fee of 25% is applied to any new realized high profit in the account. This fee is calculated based on realized cumulative net profits, excluding unrealized gains or losses.
- Customers must maintain a minimum Opening Account Size of $50,000, although Financial Emergence may discretionarily permit a client to maintain a Partially Funded Account.
- If the Actual Funds fall below 50% of the Nominal Account Size, the Advisor will stop trading the account and inform the client of the option to either close the account, add additional funds or change the Nominal Account Size.
- Financial Emergence executes trades in batches to FCM(s) to ensure each customer receives a fair and equal comparative price.
SPECULATION AND RISK
What are the risks associated with commodity interest trading?
An allocation to the Financial Emergence S&P Futures Program is speculative and involves a high degree of risk. A person who trades futures in an individually managed account (rather than through an investment in a limited liability vehicle such as a limited partnership) does not have limited liability for losses in the account. A prospective client must be able to bear the loss of more than its entire allocation to the account. The Financial Emergence S&P Futures Program is designed only for sophisticated investors with speculative capital, and not as a complete investment program. Prospective clients should consider these factors, together with other principal risk factors listed in the trading program disclosure document, before allocating funds for Financial Emergence’s management.
OUR TEAM
Management Team
Jeffrey Regan
Managing Member / CEO / Head Trader / Principal
Jeffrey Regan is a Founder and Managing Member of Financial Emergence. Jeffrey Regan is Chief Executive Officer and, as Head Trader, makes all trading decisions for all client accounts. He is listed with the CFTC as a Principal of the firm effective as of December 1, 2022 and as an Associated Person as of January 3, 2023.
Since January 2022, Jeffrey is also Chief Executive Officer of Global Efficiency Management, an IT services corporation building teams and efficient solutions for corporate customers. Additionally, since January 2020, Jeffrey is a Co-Owner and Secretary at JP Interpreter Inc. – a Japanese to English conference interpretation services provider for legal, medical and IT industries, where he manages corporate records and financial reporting.
Jeffrey Regan received a Bachelor of Science in Information Systems Management from the University of Maryland University College.
John Regan
Co-Founder / Principal
John Regan is a Co-Founder of Financial Emergence and listed with the CFTC as a Principal of the firm effective as of September 27, 2022. Since January 2022, John is a Managing Member at JC Advisors LLC – a limited liability company formed for investments. Since January 2020, John has served as a Chief Financial Officer of Global Efficiency Management – an IT managed services provider, where he manages corporate records and finances. Since December 2013, John has been President, Chief Executive Officer and Director of Controlled Lighting Corp. – a corporate facilities energy efficiency resource management company.
John Regan received an Associate of Arts degree from the San Francisco College of Mortuary Science, a Bachelor of Science degree in Finance from San Jose State University and a postgraduate Certificate of Completion in Risk Management Studies from the Aresty Institute of Executive Education at the Wharton School at the University of Pennsylvania.
Carl Napolitano
Co-Founder / Principal
Carl Napolitano is a Co-Founder of Financial Emergence and listed with the CFTC as a Principal of the firm effective September 27, 2022. Since January 2022, Carl is a Managing Member at J C Advisors LLC – a limited liability company formed for investments. Since January 2020 he has served as a Director of Global Efficiency Management – an IT services corporation. Since December 2013, Carl has been a Principal, Director and Chief Relationship Officer of Controlled Lighting Corp – an energy efficiency project management company.
Carl attended Gordon Military College and the University of Georgia. Carl is a US Navy veteran.
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